26 Guohai 02: The coupon rate for this tranche of bonds has been set at 1.69%.

Gelonghui, June 9 | Announcement for Guohai Securities' 26 GuoHai 02: Guohai Securities has received approval to register a public offering of corporate bonds with a face value not exceeding RMB 10 billion, targeted at professional institutional investors. This tranche represents the fifth issuance under the approved registration, with a planned size not exceeding RMB 1.5 billion. Price guidance was conducted on June 9, with an interest rate range of 1.60%–2.20%, and the final coupon rate was set at 1.69%. The issuer will offer these bonds via offline placement to professional institutional investors at this rate from June 10 to June 11.

Gelonghui FinanceJun 9 22:00

Two sponsor representatives each received a RMB 1 million fine for improperly acquiring stakes in companies preparing for IPO; this year, 8 securities firms and 16 sponsor representatives have been placed on the Category C list.

According to publicly available cross-referenced information, Su Huafeng and Shi Zheyuan appear to be sponsor representatives at Western Securities. In April 2021, the two jointly served as signatory sponsor representatives for the STAR Market IPO of Xinan Century.

lanjinger.comMay 21 21:32

Four securities firms appear on Changxin's shareholder list, with hundreds of billions in unrealized gains reshuffling rankings—equivalent to creating one and a half 'China Merchants Securities'.

① According to Changxin Technology's prospectus, four securities firms—China Merchants Securities, Huaan Securities, CITIC Securities, and CICC—hold indirect stakes in the company. ② Based on Changxin Technology’s estimated valuation of RMB 3 trillion, China Merchants Securities stands to realize an unrealized gain of nearly RMB 20 billion, while Huaan Securities exceeds RMB 10 billion, significantly boosting both firms’ net profits. ③ The earnings contribution from this equity investment is expected to propel China Merchants Securities into the top three among securities firms by profitability and help Huaan Securities break into the industry’s top ten.

cls.cnMay 21 09:55

The securities industry is facing nearly one penalty per day on average, with two sponsor representatives each fined one million yuan for 'covert shareholding,' and a broker barred from the industry for two years.

① Peng Jinlin is barred from holding any client development or service position for two years due to allegations involving unauthorized trading on behalf of clients, ‘off-the-books’ transactions ('fei dan'), and engaging in outside employment that created conflicts of interest; ② Su Huafeng and Shi Zheyuan were fined RMB 900,000 and RMB 1,000,000 respectively for violations related to improper equity investments by employees; ③ Wei Wenjing received a warning letter for engaging in unauthorized trading on behalf of clients and making improper guarantees of investment returns.

cls.cnMay 21 07:42

The A-share market saw widespread gains in brokerage stocks, with Dongxing Securities leading the sector by rising over 5%.

Gelonghui, May 19 | Brokerage stocks in the A-share market generally rose. Among them, Dongxing Securities led the sector with a rise of over 5%, Orient Securities increased by more than 4%, China Merchants Securities and Cinda Securities rose over 2%, while CICC, Huachuang Yunxin, China Galaxy, Huatai Securities, Southwest Securities, Caitong Securities, Guohai Securities, Guojin Securities, and Western Securities all gained over 1%. In terms of news, last night, CICC released a series of announcements detailing the share swap absorption merger with Dongxing Securities and Cinda Securities. According to the draft of the share swap absorption merger, the share swap price for CICC's A-shares is 36.68 yuan per share, while the share swap prices for Dongxing Securities and Cinda Securities’ A-shares are respectively

Gelonghui FinanceMay 19 14:14

Guohai Securities: Risk Control Indicator Report for the First Quarter of 2026 by Guohai Securities Co., Ltd.

SZSIApr 30 00:00 · Announcements